First-Derivative Tests and Monotonicity

First-Derivative Tests and Monotonicity

Monotonicity compares function values as the input moves from left to right. The interval and differentiability assumptions matter.

Increasing behaviour

Non-decreasing on an interval:
\(x_1<x_2\Longrightarrow \mathrm{f}(x_1)\leq \mathrm{f}(x_2)\)
Equivalent if differentiable:
\(\mathrm{f}'(x)\geq0\)
Sufficient derivative condition:
\(\mathrm{f}'(x)>0\)
Strictly increasing on an interval:
\(x_1<x_2\Longrightarrow \mathrm{f}(x_1)<\mathrm{f}(x_2)\)

On an interval where \(\mathrm{f}\) is differentiable, \(\mathrm{f}'(x)\geq0\) characterises a non-decreasing function. The stronger condition \(\mathrm{f}'(x)>0\) is sufficient, but not necessary, for strict increase.

\(\mathrm{f}(x)=e^x\)

A non-decreasing step function

\(\mathrm{h}(x)=x^3\)

The step function has derivative zero on each open constant piece but is not differentiable at its jumps. The function \(x^3\) is strictly increasing even though its derivative is zero at \(x=0\).

Decreasing behaviour

Non-increasing on an interval:
\(x_1<x_2\Longrightarrow \mathrm{f}(x_1)\geq \mathrm{f}(x_2)\)
Equivalent if differentiable:
\(\mathrm{f}'(x)\leq0\)
Sufficient derivative condition:
\(\mathrm{f}'(x)<0\)
Strictly decreasing on an interval:
\(x_1<x_2\Longrightarrow \mathrm{f}(x_1)>\mathrm{f}(x_2)\)

On an interval where \(\mathrm{f}\) is differentiable, \(\mathrm{f}'(x)\leq0\) characterises a non-increasing function. The stronger condition \(\mathrm{f}'(x)<0\) is sufficient, but not necessary, for strict decrease.

A local maximum or minimum is defined relative to a neighbourhood of the point.

First-derivative test

Local maximum

\(x\)\(a^-\)\(a\)\(a^+\)
\(\mathrm{f}'(x)\)Positive0Negative

Local minimum

\(x\)\(a^-\)\(a\)\(a^+\)
\(\mathrm{f}'(x)\)Negative0Positive

A stationary point satisfies \(f^{\prime}(a)=0\). If the first derivative has the same sign on both sides, the point is not a local extremum. An inflection additionally requires a change of concavity; \(f^{\prime\prime}(a)=0\) alone is inconclusive.

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Answer:Maximum: \(\mathrm f'\) changes \(+\) to \(-\). Minimum: \(\mathrm f'\) changes \(-\) to \(+\). Stationary inflexion: \(\mathrm f'(a)=0\), \(\mathrm f'\) keeps the same sign, and concavity changes.

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